 | News: PSE names new regulation chief
PSE names new regulation chief BusinessWorld Online - Jul 14, 2010 He will also serve as compliance officer effective July 16. The PSE operates the only stock exchange in the Philippines that has 250 listed companies and | | | | |
| News: In Good Company
In Good Company Victoria Advocate - Jul 22, 2010 David Way, Gulf Bend Center director of operations and corporate compliance officer, recently graduated from The George Washington University with a | | | | |
| News: New rating agency team takes shape
New rating agency team takes shape Structured Credit Investor (subscription) - Jul 21, 2010 Anselmi becomes the general counsel and chief compliance officer of Kroll. Before joining the firm, he held positions with industry leaders, including NY | | | | |
| News: $290000 approved for upgrading of jail personnel
$290000 approved for upgrading of jail personnel Buffalo News - Matthew Spina - Jul 9, 2010 This "compliance officer" will report to US District Judge William M. Skretny on Erie County's progress in meeting the stipulated settlement agreement. | | | | |
| News: Ex-workers suing Mortgage Specialists
Ex-workers suing Mortgage Specialists Foster's Daily Democrat - Ashley Smith - Jul 25, 2010 So Tracy, the compliance officer, arranged to have a copy machine, white-out and scissors made available at the off-site storage location so a team of | | | | |
| News: James Cole Unresponsive to Grassley on AIG Role
James Cole Unresponsive to Grassley on AIG Role Government Accountability Project (blog) - Beatrice Edwards - Jul 8, 2010 None of them was interviewed confidentially by Cole, who acceded to the demand of Suzanne Folsom, then Chief Compliance Officer, that Cole interview her | | | | |
| News: New Head of US at CQS
New Head of US at CQS Hedge Fund Net - Marc Raybin - Jul 9, 2010 Jeffrey Lindenbaum will become the chief executive officer of CQS (US) as well as its chief compliance officer, the announcement said. | | | | |
| News: A.J. Green says he didn't attend Miami party
A.J. Green says he didn't attend Miami party Savannah Morning News - Marc Weiszer - Jul 21, 2010 "This isn't done on Main Street at noon with the compliance officer sitting there," Slive said. "Our schools work very hard and we have as a league talked | | | | |
| News: USC Spinning Out of Control: Dillon Baxter Lied!
USC Spinning Out of Control: Dillon Baxter Lied! Bleacher Report - Derek Smith - Jul 7, 2010 About one month ago USC RB Dillon Baxter informed a compliance officer that he had been illegally contacted by Alabama, Florida, Washington, Oregon, | | | | |
| News: U.S. v. NIAMATALI
U.S. v. NIAMATALI Leagle.com - Jul 27, 2010 At trial, an IRS compliance officer and an IRS reports analyst testified. Niamatali testified on his own behalf and introduced as a witness the tax | | | | |
| News: MF industry allows only the best to survive
MF industry allows only the best to survive Myiris.com - Jul 14, 2010 The risk manager, compliance officer, internal auditor, sales head and yours truly also interact with sales people and channel partners regularly to ensure | | | | |
| News: Ethics and Compliance Officer
Ethics and Compliance Officer AME Info - Jul 4, 2010 They are looking to grow their Dubai based Legal Division with an Ethics and Compliance Officer. Reporting to Director Legal & Corporate Affairs, | | | | |
| News: Hawk says SEC probe ends without enforcement
Hawk says SEC probe ends without enforcement BusinessWeek - 6 hours ago Levanduski stepped aside from his post as chief financial officer during the probe, and now he has returned to that role with the title of chief financial | | | | |
| News: Uncomfortable with compliance choice
Uncomfortable with compliance choice Gloucester County Times - NJ.com - Jul 14, 2010 While citizens of Gloucester County may applaud the freeholders' stated intention to appoint a “neutral” compliance officer to monitor some of the county's | | | | |
| News:
New DOL Rules Mean More Disclosures Available to Plan Sponsors in 401k Plans | | | | |
| News: Cameras catch illegal dumpers in the act
Cameras catch illegal dumpers in the act KVUE - Jade Mingus - Jul 21, 2010 That's when a code compliance officer will review the images full time in hopes of cleaning up a dirty problem. “I was born and raised in Austin and this is | | | | |
| News: Robbin Griffin to once again lead Fulton Board of Education
Robbin Griffin to once again lead Fulton Board of Education Fulton Valley News (subscription) - Nicole Reitz - Jul 16, 2010 Tom Greer, personnel director, was named as the Section 75 hearing officer and the ADA compliance officer. Greer was also appointed the records access | | | | |
| News: Walpole mortgage company must pay $585G fine
Walpole mortgage company must pay $585G fine Boston Herald - Jerry Kronenberg - Jul 2, 2010 Mortgage Master President Paul Anastos attributed the matter to “unintentional administrative errors” committed by a compliance officer who's since been | | | | |
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